MCLNugget: Hunt ONCA

R v Hunt, 2018 ONCA 480

The Issue

Does late disclosure, delaying a bail hearing and causing “unnecessary and prolonged uncertainty [regarding his bail status] for the appellant and his family that he supported”.

The Answer

Credit may be provided for state conduct as per R v Nasogaluak, 2010 SCC 6. In this case, however, the trial judge properly rejected the request:

In the view of the sentencing judge, the alleged misconduct did not have anything to do with the circumstances of the offence or the offender so as to warrant consideration in sentencing: see Nasogaluak, at paras. 3 and 49. We agree. Moreover, even if the late disclosure can be described as state misconduct, it does not rise to the level of being a mitigating factor in this case. [@17].

DM

MCLNugget: Groia SCC

Groia v Law Society of Upper Canada, 2018 SCC 27

The Issue:

What is the standard of review of a Law Society’s misconduct findings. Related, and case specific, what can be said, and how often, in pursuit of one’s position in the criminal justice system.

The Answer:

Frist, the standard of review is reasonableness – per the majority:

In this regard, I agree with Cronk J.A. that “the application of the reasonableness standard of review in cases like this one in no way intrudes on a presiding judge’s authority to control the process in his or her courtroom”: para. 67. Courts and law societies enjoy concurrent jurisdiction to regulate and enforce standards of courtroom behaviour. A trial judge is free to control the conduct in his or her courtroom irrespective of the degree of deference accorded to a law society’s disciplinary decision by a different court.
To be clear, the location of the impugned behaviour is unquestionably relevant to the misconduct analysis itself. As I will explain, the fact that the behaviour occurs in a courtroom is an important contextual factor that must be taken into account when evaluating whether that behaviour amounted to professional misconduct; but it does not impact on the standard of review.
In sum, the Appeal Panel’s decision is reviewed for reasonableness. [@55-57]

Second, what Groia said and how he said it was not professional misconduct:

Mr. Groia’s allegations were made in good faith and they were reasonably based. As such, the allegations themselves could not reasonably support a finding of professional misconduct.
[…]
law societies should not sanction lawyers for sincerely held but mistaken legal positions or questionable litigation strategies.
[…]
In assessing “what” Mr. Groia said, the Appeal Panel reiterated that misconduct allegations or other challenges to opposing counsel’s integrity cross the line into professional misconduct unless they are made in good faith and have a reasonable basis. The Appeal Panel accepted that Mr. Groia’s allegations of misconduct were made in good faith. It based its finding of professional misconduct primarily on the fact that his allegations lacked a reasonable basis. However, contrary to its own approach, the Appeal Panel used Mr. Groia’s sincerely held but erroneous legal beliefs to reach this conclusion — one which, as I have explained above at paras. 88-91, cannot be reasonable.
Once the allegations of impropriety — what Mr. Groia said — are no longer in the mix, it becomes apparent that the other factors in this case cannot reasonably support a finding of professional misconduct against him. As I will explain, the frequency of Mr. Groia’s allegations was, to some extent, a product of the uncertainty surrounding the manner in which abuse of process allegations should be raised — a factor the Appeal Panel did not consider.
[…]
The Appeal Panel’s finding of professional misconduct against Mr. Groia was unreasonable. The Appeal Panel used Mr. Groia’s sincerely held but mistaken legal beliefs to conclude that his allegations of prosecutorial misconduct lacked a reasonable basis. But, as I have explained, Mr. Groia’s legal errors — in conjunction with the OSC prosecutor’s conduct — formed the reasonable basis upon which his allegations rested. In these circumstances, it was not open to the Appeal Panel to conclude that Mr. Groia’s allegations lacked a reasonable basis. And because the Appeal Panel accepted that the allegations were made in good faith, it was not reasonably open for it to find Mr. Groia guilty of professional misconduct based on what he said. [@7, 85, 122-123, 159]

The Fine Print:

Takeaway points. First, the criminal justice system is no tea party:

To achieve their purpose, it is essential that trials be conducted in a civilized manner. Trials marked by strife, belligerent behaviour, unwarranted personal attacks, and other forms of disruptive and discourteous conduct are antithetical to the peaceful and orderly resolution of disputes we strive to achieve.
By the same token, trials are not — nor are they meant to be — tea parties. A lawyer’s duty to act with civility does not exist in a vacuum. Rather, it exists in concert with a series of professional obligations that both constrain and compel a lawyer’s behaviour. Care must be taken to ensure that free expression, resolute advocacy and the right of an accused to make full answer and defence are not sacrificed at the altar of civility.] @2-3]

Second, the bar for misconduct has been set, arguably quite high. Putting the conduct that the majority condoned in context is helpful to appreciate just where (or how high) that bar lies. The Appeal Panel characterized the conduct this way:

Taken as a whole, the submissions we have excerpted can best be described as a relentless personal attack on the integrity and the bona fides of the prosecutors. It is important to emphasize that the examples we have selected provide some flavour, but it is difficult to convey the cumulative effect of the unabated repetition over the course of 10 hearing days of Mr. Groia's vehement and very lengthy attacks on the prosecutors.
These attacks were personal in nature. ... Taken together, in context, over the course of this lengthy trial, it is very clear that they were decidedly personal.
These attacks were aimed at the integrity of the prosecutors, by repeatedly asserting that they had broken their 'promises' and could not be relied on to do what they represented to the court and were, in a word, untrustworthy.
These attacks also included numerous allegations of deliberate prosecutorial misconduct: that the prosecutors intended to 'win at all costs', that their conduct offended the ethical principle that the duty of the Crown is not to seek a conviction, that they were deliberately putting the evidence though a 'conviction filter', and, most troubling, that they were intentionally acting so as to ensure that Mr. Felderhof did not obtain a fair trial.
Nothing the prosecutors did justified this onslaught. These attacks on their integrity and bona fides did not have a reasonable basis.
. . . . .
Likewise, we conclude that Mr. Groia had no reasonable basis on which to attack either the integrity of the prosecutors or their motives. The prosecutors had not promised that they would introduce all relevant documents, regardless of the rules of evidence. They were under no obligation to call evidence favourable to the defence. They had not resiled from their promises. Their positions on evidentiary issues were not improper and were often correct.
. . . . .
[A]ccepting that Mr. Groia was not deliberately misrepresenting the law and was not ill-motivated, we are nevertheless satisfied that Mr. Groia's misconduct had a serious adverse impact on the trial, by causing numerous delays in the evidence of the trial's first witness, by distracting the prosecutors from the presentation of the evidence, and by forcing the trial judge to become involved in many unnecessary disputes.

The ONCA, 2016 ONCA 471, agreed:

Having reviewed the relevant parts of the record, described in part above, I conclude that these critical findings were amply justified. Mr. Groia's remarks on the days in question, quoted above, were uncivil and discourteous and exceeded even the most broadly defined reasonable boundaries of zealous advocacy. They struck, without a reasonable basis, at the heart of the OSC prosecutors' duties to the court, to opposing counsel and to the administration of justice — in short, at their most basic duties as 'ministers of justice' and officers of the court. They also affected the orderly progression of the trial and the dignity of the proceedings and contributed to the delay in the completion of the testimony of the first witness at trial. [@211]

The dissent at the SCC commented on their concerns about the fallout from the ruling including citing possible impacts by “immunizing accusations based on honestly believed legal errors; validating uncivil conduct; and undermining the administration of justice:

Condoning Mr. Groia’s conduct risks eroding civility in courtrooms and increasing the pressures on an already strained system. Moreover, setting aside the decision of the Appeal Panel has the potential to undermine the ability of law societies to promote the efficient resolution of disputes. Law societies are important actors in the culture change we need. Through their enabling legislation, they are provided with the authority to sanction lawyers who commit professional misconduct and, in turn, promote efficiency in our system. They should be empowered to do that, not undermined through second-guessing by the courts. Their decisions respecting professional misconduct should be approached with deference. [@231]

DM

MCLNugget: Colling SCC

R v Colling, 2018 SCC 23; affirming 2017 ABCA 286

The Issue

Whether the trial judge intervened in the trial in a manner that undermined the fairness of the trial or led to a reasonable apprehension of bias, warranting a new trial. First, by intervening in and limiting cross-examination. Second, by “entering the fray” and creating a reasonable apprehension of bias. Third, by limiting submissions on a defence raised.

The Answer

With respect to the intervention in cross-examination, the ABCA set out the test:

Interjections during the cross-examination of the prosecution’s witness may amount to trial unfairness, either actual or perceived. The test to determine whether such interventions compromised trial fairness is an objective one. “The ultimate question to be answered is not whether the accused was in fact prejudiced by the interventions but whether he might reasonably consider that he had not had a fair trial or whether a reasonably minded person who had been present throughout the trial would consider that the accused had not had a fair trial”: R v Valley, [1986] OJ No 77, 26 CCC (3d) 207 at 232, leave to appeal to SCC dismissed [1986] SCCA No 298 (QL). [@21]

With respect to entering the fray and creating an apprehension of bias, the ABCA set out the test:

When undue intervention is advanced as a ground of appeal, the ultimate question is whether the comments and interventions would create the appearance of an unfair trial to a reasonable person present throughout the trial proceedings. A trial judge must not question a witness in such a way as to convey an impression that the judge aligns himself or herself with the case for the Crown or the defence; question a witness in such a way as to make it impossible for counsel to present their case; or intervene to such an extent in a witness’s testimony that it prevents the witness from telling his or her story. Context is critical in assessing whether trial unfairness through undue intervention or a reasonable apprehension of bias have been made out. The impugned comments and interventions that are alleged to have compromised trial fairness or showed a reasonable apprehension of bias must be analyzed in light of the surrounding context and the particular facts of the case. [@39]

With respect to limiting a defence, no test was expressly set out.

The Fine Print

The Supreme Court agreed with the majority of the ABCA. That court held as follows.

With respect to the interventions in cross-examination, the court held that the trial judge is obligated to manage the trial and in this way is permitted to asked counsel to focus or move along. Here the relevance on the impugned line of questions was not clear and the trial judge’s interventions were not inappropriate. A reasonably minded person present throughout the trial would not consider the interventions to have rendered the trial unfair.

With respect to entering the fray and creating an apprehension of bias, the court held that trial judge did so on multiple occasions but must were largely for the purpose of clarifying the evidence. The interventions do not suggest a bias on the part of the judge. While it may have been preferable to adopt a more “restrained approach” the interventions do not give rise to a reasonable apprehension of bias.

With respect to limiting a defence, the ABCA held that the accused was not prevented from relying on a defence (honest but mistaken belief) and the trial judge ruled on it.

DM

Failing to Provide the Necessary Jury Instruction

Ezekiel was 18months old when he fell ill. His daycare contacted his parents. His symptoms included fever, lack of appetite and trouble breathing. Both parents were concerned. Neither sought medical attention for their child. Instead they contacted a family friend, a nurse, by phone. They had her listen to Ezekiel’s breathing over the phone and the friend suggested that the child might have croup. Over the next several days Ezekiel got much worse. No medical attention was sought. The parents ‘treated’ Ezekiel with a number of naturopathic remedies. The nurse friend suggested that Ezekiel had meningitis and recommended that a doctor be consulted. The parents did no such thing. Instead the mother took to the internet and concluded that her child had viral meningitis not the more serious bacterial meningitis. A receptionist at the naturopathic clinic told the parents to bring their child to a doctor. The parents did no such thing. Instead their child stopped breathing at home about a week after his first symptoms appeared. It was only after Ezekiel had been revived by his father that  his parents called 911. He was resuscitated again by paramedics but never regained consciousness and died 5 days later.

Both parents were charged with failing to provide the necessaries of life. A jury found them guilty. They appealed to the Alberta Court of Appeal. The majority of the appellate court dismissed the appeal: 2017 ABCA 380. Justice O’Ferrall, however dissented and would have granted the appeal. A unanimous Supreme Court of Canada agreed with Justice O’Ferrall and ordered a new trial: 2018 SCC 21.

On appeal the Stephans argued that the trial judge erred:

  • by failing to limit the expert evidence called by the Crown
  • by limiting the defence expert evidence
  • by failing to qualify the accused father as an expert
  • in rejecting the accuseds’ 11b motion; and finally
  • in a number of ways in the instructions to the jury

Only one gained any traction with Justice O’Ferrell and ultimately the Supreme Court; this was with respect to the trial judge’s charge to the jury.

Justice O’Ferrell concluded that:

the jury charge was confusing, misleading, and deficient in describing a key element of the offence. Furthermore, the trial judge did not properly instruct the jury on the fault element or the mens rea of the offence. The cumulative effect of the jury instructions may have been an unsafe or suspect verdict.
(…)
The instructions tended to give the impression this was a strict liability offence. That is, if a parent does not take his or her sick child to the doctor and the child dies, the parent is guilty of failing to provide the necessaries of life. Even in strict liability regulatory offences, due diligence is a consideration. Section 215 has been interpreted to require objective fault, but such fault must be assessed in terms of the reasonableness of the accused’s conduct. @213-214.

The Supreme Court held that the “learned trial judge conflated the actus reus and mens rea of the offence and did not sufficiently explain the concept of marked departure in a way that the jury could understand and apply it.” @2.

Of note, defence had no objection to the charge at the time of trial (ABCA @84). Though certainly not determinative the absence of such an objection is sometimes a helpful way for appellate courts to get the pulse of the charge in the context of the trial, but, as this case illustrates, is not always determinative.

LT

MCLNugget: Wong SCC

R v Wong, 2018 SCC 25

The Issue

What is the proper approach for considering whether a guilty plea can be withdrawn on the basis that the accused was unaware of a collateral consequence stemming from that plea, such that holding him or her to the plea amounts to a miscarriage of justice under s. 686(1)(a)(iii) of the Code.

The Answer

An accused must be aware of the criminal consequences of a plea as well as the legally relevant collateral consequences – one which bears on sufficiently serious legal interests of an accused. The assessment of this must be done on a subjective basis. That is, the accused must establish subjective prejudice by establishing (normally via an affidavit) that they were unaware of the consequence and would have either (1) opted for a trial and pleaded not guilty, or (2) pleaded guilty, but with different conditions. This subjective inquiry does allow, however, for an objective assessment of the credibility of the claim.

The Fine Print

First, the ineffective assistance of counsel framework has no relevance. That framework focuses on the source of the misinformation (or incomplete information) rather than the misinformation itself. Assessing whether prejudice arises from misinformation does not depend upon its source.

Second, in the present case Wong’s plea was uninformed as he was unaware of the immigration consequences. To establish prejudice, however, the accused seeking to withdraw a guilty plea must show a reasonable possibility that, having been informed of the legally relevant consequence, he or she would have either pleaded differently, or pleaded guilty with different conditions. Mr. Wong has not met this burden.

Though he filed an affidavit before the Court of Appeal, he did not depose to what he would have done differently in the plea process had he been informed of the immigration consequences of his guilty plea. There was therefore see no basis to permit him to withdraw his plea.

DM

Poll #2 - More on our Research Habits

Poll #1 is over...results coming soon (I know you are very excited to find out!). For now, here is Poll #2 - I am interested in more details on your research habits, regardless of what tool(s) you use.

Here is the question for this Poll - thanks for voting!

Fit for the Pen

Inksetter had one of the largest and worst collections of child pornography that the Ottawa Police Services had ever uncovered. He was found guilty of both possessing child pornography and making it available. Police identified some 28,052 unique images and 1,144 unique videos. The investigation was halted at this point even though 1.2million other images and 40,000 other videos remained to be categorized.

At the sentencing hearing Detective Carr testified that Inksetter’s collection was among the top one or two most difficult collections she had ever had to review. About 95% of the material depicted explicit sexual activity. The youngest of the victims were around a year old. The folders were user organized and labelled commensurate with their contents. Some of the material was downloaded and remained in a shared folder available to others.

At the time of his sentencing Inksetter was 51years old and had no criminal record. The Crown sought a sentence of 4.5years. Defence sought a term of 1year imprisonment followed by probation. The sentencing judge imposed a term of two years less a day followed by three years probation. The Crown appealed. The Court of Appeal agreed that the sentence was unfit: 2018 ONCA 474

First, the appellate court noted that s718.01 makes clear that denunciation and deterrence are primary considerations for any offences involving the abuse of a child.

Second, the Court reminded everyone that probation is traditionally a rehabilitative tool and does not seek to “serve the need for denunciation or general deterrence” @18. The Court of Appeal soundly rejected Inksetter’s argument that probation could fulfill the principles of denunciation and deterrence. The Court framed the argument this way:

The respondent argues that, in this case, probation assists in filling the need for denunciation and general deterrence because the probation order includes a term requiring him to agree to provide access to his electronic devices to the Ottawa Police Service upon demand for the purpose of searching for material related to child pornography before using the internet. The respondent says that this term, which was included as a workable alternative to a blanket prohibition on internet use, permits a significant interference with his privacy rights. @19

The Court held:

I reject this argument. As I indicate above, it is clear from the trial judge’s reasons that his objective in imposing a long period of probation was not denunciation and general deterrence. Moreover, I do not accept that the possibility that such a term might be imposed in a probation order, and that, if imposed, police might search an individual’s electronic devices, serves as a general deterrent or that its imposition meets the objective of denunciation. @20

The Court of Appeal then set about determining a fit sentence. In so doing they noted the following.

First, over the past decade Parliament has increased the legislated range of sentence for these types of offences. @23

Second, as technology becomes increasingly sophisticated the prevalence of child pornography related offences is on the rise. @25

Third, making child pornography available warrants a longer sentence than possession of child pornography. @27

The Court concluded that a sentence of 3years for possession of child pornography and a sentence of 3.5years for making child pornography to be served concurrently was a fit sentence. @28

LT

Investigating our Research Habits and Tools: Poll #1

I spend a lot of time researching and writing. As a litigator I spend hours reading cases, highlighting passages, cutting and pasting. I spend hours (too many) on sites like WestlawNext reading cases and citing them up. As an author, I spend a lot of time jumping between cases and researching related issues that are discussed in those cases. Over the years the tools we have at our disposal for this work have become more intuitive, more user friendly and more inline with the type of work we do as lawyers and authors. In the coming weeks I am going to be conducting some of my own research into these tools and resources. Please help me by answering my poll questions as I post them. 

In addition to learning about the effective habits of others, I am interested in exploring what resources are out there that I might not be using and what resources may be missing!

Thanks for your support. Poll #1:

 

 

Harm without Physical Contact

Walters was designated a dangerous offender and given a determinate sentence of 5 years (3year presentence custody) and a 10 year long term supervision order. Walters appealed both the designation and the custodial sentence. The appeal failed: R v Walters, 2018 ONCA 391.

The predicate offence was a single count of criminal harassment. Walters emerged “from the bushes in the dark, on a lonely street. He was close enough that the complainant could feel his breath. He was masturbating as he followed her.” @6

On appeal Walters first disputed that the criminal harassment conviction qualified as a serious personal injury offence. And, second argued that the sentencing judge erred in concluding that the necessary statutory pattern had been established for the purposes of the dangerous offender designation.

With respect to the offence of criminal harassment as a serious personal injury offence [SPIO] the sentencing judge found that:

the offence was not “violent in the usual way”, because there was no physical touching, she concluded that it was “physically and psychologically violent in all other circumstances”. @5

This finding was predicated on the trial judge’s factual finding that the complainant sustained severe psychological damage. This finding was based on the judge’s acceptance of the victim’s evidence including the fact that:

she panicked, was scared and terrified, could no longer go out without fear, and now hears footsteps when she is outside. As she said, her “life flashed before [her] eyes … not knowing if [she] would be seriously harmed or killed”. She maintained in her victim impact statement that the crime had changed her. @6

The Court of Appeal found the record to amply support these findings.

With respect to the requisite statutory pattern Walters argued that “the nature of his prior conduct [fell] largely at the lower end of seriousness for sexual and other violent misconduct” @8. Walters maintained that his prior criminal history was more along the lines of indecent exposure types of offences and that there was no evidence of severe psychological harm from prior victims.

The Court of Appeal held that the sentencing judge properly considered a variety of factors including:

  1. The expert evidence including the assessment as to the future likelihood of severe psychological damage; and

  2. The appellant’s prior record of 15 sexual offences and 19 prior non-sexual offences and 21 breaches of court orders

Moreover, the Court concluded that:

trial judge properly approached her task of sentencing the appellant, after he had been found a dangerous offender, in a manner that emphasized the least intrusive sentence required to achieve the primary purpose of the statutory scheme: R. v. Boutilier, 2017 SCC  64, [2017] 2 S.C.R. 936, at para. 60. In particular, the trial judge had regard to the need for the appellant to be in a penitentiary setting in order to access necessary “high intensity sexual assault programs”. The trial judge determined this to be necessary treatment to address the significant threat posed by the appellant to the community. @13

The decision of the ONCA in Walters, particularly with respect to the SPIO is in line with recent jurisprudence from that Court.

In 2016 the ONCA found that a sexual assault was made out where an accused broke into a young woman’s home and forced her to watch him masturbate. The victim, fearing for her safety, fled her home by leaping from her balcony some 12 feet from the ground: R v Edgar, 2016 ONCA 120.

The decision in Walters is consistent with Edgar in that the violation of someone’s sexual integrity can occur even in the absence of physical contact. Although Walters was charged with criminal harassment the findings made by the sentencing judge and the Appellate Court clearly demonstrated it was considered as part of a pattern of sexual offences which had a profound impact on the victim. 

LT

Expecting Privacy?

Frederic Dwayne Wilson was convicted of five drug related offences. The offences arose out of police surveillance of a rented suite in Vancouver. The police believed it to be a stash house. The trial judge ultimately agreed. After five months of investigation the police arrested Nguyen, co-accused to Wilson, as he left the suite.

A search incident to arrest of Nguyen revealed four kilograms of cocaine and a loaded handgun. This information was used to obtain a warrant to search the suite and Wilson’s home in Surrey. The fruits of those searches provided the evidence that supported the conviction of Wilson. Wilson appealed. The British Columbia Court of Appeal dismissed the appeal: 2017 BCCA 327.

On appeal Wilson argued, inter alia, that:

…the trial judge erred in ruling that Mr. Wilson did not have a reasonable expectation of privacy in the common areas of the condominium complex in which the suite was located or in the video surveillance footage of those common areas. He submits the judge therefore erred in concluding the warrant and the seizure of the video surveillance footage by the police was not a search or seizure within the meaning of s. 8 of the Charter. [@3].

The trial judge dismissed this ground (and the other ones raised). The Court of Appeal agreed with the trial judge that Wilson did not have a reasonable expectation of privacy that was infringed by the police in the common areas. Further, access to the video surveillance footage of these areas did not infringe s8.

In coming to this conclusion the Court of Appeal noted that the trial judge permitted Wilson to argue, in another ground of appeal, that the arrest of Nguyen was unlawful. Citing conflicting authorities in BC on the issue of standing (R v Brown, 2014 BCSC 1872 and R v Todd, 2015 BCSC 680) the trial judge chose the path of “least mischief” and permitted the argument. The Court of Appeal chose not to resolve this issue.

Wilson has filed an application for leave to the Supreme Court: 2018 CanLII 30063. If granted, this case presents two important opportunities for the SCC. First, it presents the Court an opportunity to address the standing issue – an issue which, since R v Marakah, 2017 SCC 59 has left many uncertain about the issue and the scope of standing in Charter litigation.

Second, it presents the Court with an opportunity to add some clarity and certainty to the law in relation to reasonable expectation of privacy in common areas. Since the Ontario Court of Appeal in R v White, 2015 ONCA 508 this issue has been debated and dissected. The law in this area is somewhat fractured. There is undoubtedly well reasoned and principle rulings that support the conclusion that reasonable expectation in common areas is far from certain and in many situations, there is no such expectation – the route to this conclusion, however, remains fluid (see for example R v Wawrykiewicz, 2017 ONSC 569; R v Barton, 2016 ONSC 8003; and R v Douale, 2016 ONSC 3912; R v Dhaliwal, 2017 BCSC 2510 – see also Mack’s Criminal Law Bulletin, issue 2017.08) and the SCC will hopefully take the opportunity to add some concrete footings to the issue.

DM